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SEC Enforcement: An Update on the Latest Issues and Best Ways to Handle Them
The Center for Professional Education, Inc.Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
In this webinar taken from our SEC Conference, you will discover the latest issues that the SEC is targeting, what factors trigger investigations and enforcement actions, and the possible outcomes.Delivery Method:
- Group Internet Based
-
SEC Enforcement: An Update on the Latest Issues and Best Ways to Handle Them
The Center for Professional Education, Inc.Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
In this self-study webinar taken from our SEC Conference, you will discover the latest issues that the SEC is targeting, what factors trigger investigations and enforcement actions, and the possible o ...Delivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
A publicly-held company is required to file a Form 8-K with the Securities and Exchange Commission whenever it experiences a reportable event. In the SEC Form 8-K Essentials course, we cover the vario ...Program Level:
OverviewDelivery Method:
- Group Internet Based
- Group Live
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
This course provides an overview of the SEC Form 8-K. This is a broad form used to notify investors in U.S. publicly traded companies of certain events that may be important - generally within four b ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 5 - 8 credits
Description:
This course provides an overview of two of the most popular SEC topics which result in comment letters from the SEC. This includes a discussion of management’s discussion and analysis (MD&A) as well ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
SEC Investigations, Accounting and Disclosure Fraud: Critical Issues for 2016 and Beyond LIVE Webcast
December 13, 2016 The Knowledge Group, LLCField of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Agenda SEGMENT 1: Jay A. Dubow, Partner Pepper Hamilton LLP Focus on Individuals, Yates Memo SEGMENT 2: Elizabeth P. Gray, Partner Willkie Farr & Gallagher LLP Non-GAAP disclosure Auditor independence ...Program Level:
IntermediateDelivery Method:
- Group Internet Based
Location:
- NJ
-
SEC Investigations, Accounting and Disclosure Fraud: Significant Issues for 2017
14-Jun-2017 The Knowledge Group, LLCField of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Compared to 84 actions in 2015 and prior years averaging between 40 and 50 cases annually, 2016 saw a record high of 92 actions brought by the Securities and Exchange Commission (SEC) against public c ...Program Level:
IntermediateDelivery Method:
- Group Internet Based
Location:
- NJ
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
In August 2022, the Securities and Exchange Commission (SEC) adopted amendments to its rules to require entities to disclose information about the relationship between executive compensation actually ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
SEC Regulation A+ and Crowdfunding: Implications and Recent Developments in 2016 LIVE Webcast
December 15, 2016 The Knowledge Group, LLCField of Study:
- Finance
Credit Hours:
- 1 - 4 credits
Description:
In June 2015, Title IV of the Jumpstart Our Business Startups (JOBS) Act has started to indulge medium sized companies with a streamlined process in raising money from investors. Title IV created Regu ...Program Level:
IntermediateDelivery Method:
- Group Internet Based
Location:
- NJ
-
Field of Study:
- Accounting
Credit Hours:
- 13 - 16 credits
Description:
Offered via KPMG Executive Education, SEC Reporting & Compliance is designed to provide a practical sense of what is required to prepare Form 10-K annual reports, Form 10-Q quarterly reports, Form 8-K ...Delivery Method:
- Group Live
Location:
- NV
-
Field of Study:
- Accounting
Credit Hours:
- 13 - 16 credits
Description:
Offered via KPMG Executive Education, SEC Reporting & Compliance is designed to provide a practical sense of what is required to prepare Form 10-K annual reports, Form 10-Q quarterly reports, Form 8-K ...Delivery Method:
- Group Live
Location:
- DC
-
Field of Study:
- Accounting
Credit Hours:
- 13 - 16 credits
Description:
Offered via KPMG Executive Education, SEC Reporting & Compliance is designed to provide a practical sense of what is required to prepare Form 10-K annual reports, Form 10-Q quarterly reports, Form 8-K ...Delivery Method:
- Group Live
Location:
- IL
-
Field of Study:
- Accounting
Credit Hours:
- 13 - 16 credits
Description:
Offered via KPMG Executive Education, SEC Reporting & Compliance is designed to provide a practical sense of what is required to prepare Form 10-K annual reports, Form 10-Q quarterly reports, Form 8-K ...Delivery Method:
- Group Live
Location:
- CA
-
Field of Study:
- Accounting
Credit Hours:
- 13 - 16 credits
Description:
This seminar is designed to give you a practical, hands-on experience in what's required to prepare the Form 10-K Annual Report, 10-Q Quarterly Report and 8-K Current Report, and the proxy statement r ...Delivery Method:
- Group Live
Location:
- NV
-
Field of Study:
- Accounting
Credit Hours:
- 13 - 16 credits
Description:
This seminar is designed to give you a practical, hands-on experience in what's required to prepare the Form 10-K Annual Report, 10-Q Quarterly Report and 8-K Current Report, and the proxy statement r ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Accounting
Credit Hours:
- 13 - 16 credits
Description:
This seminar is designed to give you a practical, hands-on experience in what's required to prepare the Form 10-K Annual Report, 10-Q Quarterly Report and 8-K Current Report, and the proxy statement r ...Delivery Method:
- Group Live
Location:
- IL
-
Field of Study:
- Accounting
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
Many lawyers learn SEC reporting through on-the-job training, which often is piecemeal, at best. This Workshop is intended to replace that ad-hoc learning process by helping participants develop a com ...Delivery Method:
- Group Live
Location:
- IL
-
Field of Study:
- Accounting
Credit Hours:
- 5 - 8 credits
Description:
This course offers a comprehensive overview of key SEC regulations, combining insights from three critical areas. Chapter 1 covers the SEC’s recent final rules on climate-related disclosures for publ ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 5 - 8 credits
Description:
This course offers a comprehensive overview of key SEC regulations, combining insights from three critical areas. Chapter 1 covers the SEC’s recent final rules on climate-related disclosures for publ ...Program Level:
OverviewDelivery Method:
- Group Internet Based
- Group Live
- QAS Self Study
-
Field of Study:
- Accounting
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
In this workshop designed primarily for financial reporting professionals, our experienced Workshop leaders use interactive lectures and examples to give participants the foundational knowledge and pr ...Delivery Method:
- Group Live
Location:
- CA
-
Field of Study:
- Accounting
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
In this workshop designed primarily for financial reporting professionals, our experienced Workshop leaders use interactive lectures and examples to give participants the foundational knowledge and pr ...Delivery Method:
- Group Live
Location:
- CA
-
Field of Study:
- Accounting
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
In this workshop designed primarily for financial reporting professionals, our experienced Workshop leaders use interactive lectures and examples to give participants the foundational knowledge and pr ...Delivery Method:
- Group Live
Location:
- CA
-
Field of Study:
- Accounting
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
In this workshop designed primarily for financial reporting professionals, our experienced Workshop leaders use interactive lectures and examples to give participants the foundational knowledge and pr ...Delivery Method:
- Group Live
Location:
- IL
-
Field of Study:
- Accounting
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
In this workshop designed primarily for financial reporting professionals, our experienced Workshop leaders use interactive lectures and examples to give participants the foundational knowledge and pr ...Delivery Method:
- Group Live
Location:
- FL
-
Field of Study:
- Accounting
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
In this workshop designed primarily for financial reporting professionals, our experienced Workshop leaders use interactive lectures and examples to give participants the foundational knowledge and pr ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Accounting
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
In this workshop designed primarily for financial reporting professionals, our experienced Workshop leaders use interactive lectures and examples to give participants the foundational knowledge and pr ...Delivery Method:
- Group Live
Location:
- GA
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Field of Study:
- Finance
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Field of Study:
- Finance
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
This course provides an overview of non-GAAP financial measures with a particular emphasis on comments from the SEC, the FASB, as well as comment letter analysis from several of the Big 4 accounting f ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
SEC Virtual Conference: An Accounting and Reporting Update for Public Companies
The Center for Professional Education, Inc.Field of Study:
- Accounting
Credit Hours:
- 17 - 20 credits
Description:
Receive the latest updates and expert guidance from current SEC and PCAOB regulators'including the SEC's Divisions of Enforcement and Corporation Finance'plus Big 4 leaders and other experts. You'll b ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
The death of a loved one is always difficult. However, special issues arise when the surviving spouse passes away. In this webinar, you’ll learn about considerations around second death planning and a ...Program Level:
BeginnerDelivery Method:
- Group Internet Based
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Live
Location:
- WA
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Live
Location:
- MO
-
Field of Study:
- Specialized Knowledge
Description:
The Secondary Fund Modeling course, part of ILPA’s “Intensive” class series, provides participants a specialist opportunity to advance their skills and understanding of secondary interest in private e ...Delivery Method:
- Group Internet Based
- Group Live
-
Field of Study:
- Personal Development
Credit Hours:
- 5 - 8 credits
Description:
Delivery Method:
- Group Live
Location:
- CA
-
Field of Study:
- Communications and Marketing
Credit Hours:
- 5 - 8 credits
Description:
Delivery Method:
- Group Internet Based
Location:
- CA
-
Field of Study:
- Finance
Credit Hours:
- 17 - 20 credits
Description:
20 CPE Hours Full Course Price: $119.50 Formats: Hard Copy and PDF This course explains how the financial planning business has been changing lately and introduces ways to adapt to the new environment ...Program Level:
BasicDelivery Method:
- QAS Self Study
-
Field of Study:
- Personal Development
Credit Hours:
- 1 - 4 credits
Description:
To achieve your strategic objectives, you first need to learn what motivates employees to work to their full potential. Secrets of Motivation will teach you how to become a leader who is known for get ...Program Level:
NoviceDelivery Method:
- Group Internet Based
-
Field of Study:
- Finance
Credit Hours:
- 1 - 4 credits
Description:
Effective cash forecasting remains one of the biggest issues that corporate treasury teams are having to grapple with today. In this webinar, we look at why you should refocus on cash forecasting opti ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Personal Development
Credit Hours:
- 1 - 4 credits
Description:
Successful leaders are assertive leaders. How can someone who isnt naturally assertive become more so to be effective? Where is the line between assertive behavior and passive or aggressive behavior ...Delivery Method:
- Group Internet Based
-
Section 1042 and Beyond: Tax Planning Options Available to an Owner Selling to an ESOP
20-Apr-2021 National Center for Employee Ownership (NCEO)Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
The most significant tax event in a business owner's career may be the potential taxes owed when selling a business. Tax code section 1042 is a popular tax planning option when selling a business to a ...Program Level:
All Levels are WelcomeDelivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
- Business Management and Organization
- Personal Development
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Our monthly CPE program, Continuing Your CTC Education (CYCE), available exclusively to CTC members, features hands-on, practical instruction designed to keep you on top of industry trends, new legi ...Delivery Method:
- Group Internet Based
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