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Field of Study:
- Auditing
Credit Hours:
- 21 + credits
Description:
ASO402Delivery Method:
- Group Live
-
Field of Study:
- Auditing
Credit Hours:
- 21 + credits
Description:
ASO402Delivery Method:
- Group Live
-
Field of Study:
- Auditing
Credit Hours:
- 21 + credits
Description:
ASO402Delivery Method:
- Group Live
-
Field of Study:
- Information Technology
Credit Hours:
- 1 - 4 credits
Description:
Securing these interconnected systems has never been more critical as IoT devices become more prevalent in our daily operations. How can organizations protect IoT devices from security breaches that c ...Delivery Method:
- QAS Self Study
-
Field of Study:
- Information Technology
Credit Hours:
- 1 - 4 credits
Description:
Securing these interconnected systems has never been more critical as IoT devices become more prevalent in our daily operations. How can organizations protect IoT devices from security breaches that c ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Information Technology
Credit Hours:
- 1 - 4 credits
Description:
Security is not optional and yesterday's security techniques are not working to minimize today's security threats. Therefore, now is the time for you to tune up what you know about protecting sensitiv ...Program Level:
IntermediateDelivery Method:
- Group Internet Based
-
Field of Study:
- Information Technology
Credit Hours:
- 1 - 4 credits
Description:
In today's rapidly evolving digital landscape, remote work has become the new norm for many organizations. With this shift, however, comes increased vulnerability to cyber threats. As employees operat ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Information Technology
Credit Hours:
- 1 - 4 credits
Description:
In today's rapidly evolving digital landscape, remote work has become the new norm for many organizations. With this shift, however, comes increased vulnerability to cyber threats.As employees operate ...Delivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
This course covers the U.S. Securities and Exchange Commission’s (SEC’s) role in accounting and reporting compliance, provides a presentation of the SEC enforcement process and reviews actual enforcem ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
PLIs Securities Arbitration 2016 will offer an opportunity to hear about the latest developments and hot topics directly from FINRA Office of Dispute Resolution leadership, arbitrators, noted academic ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
PLIs Securities Arbitration 2016 will offer an opportunity to hear about the latest developments and hot topics directly from FINRA Office of Dispute Resolution leadership, arbitrators, noted academic ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
- Accounting (Govmnt)
- Business Law
- Business Management and Organization
- Regulatory Ethics
Credit Hours:
- 1 - 4 credits
Description:
In this fulfilling program, Ernest Badway discusses the current state of securities enforcement. He discusses everything from the main players, to the anatomy of a securities action, to the federal cr ... -
Securities Filings 2016: Practical Guidance in a Changing Environment
17-Nov-2016 Practising Law InstituteField of Study:
- Accounting
- Regulatory Ethics
Credit Hours:
- 13 - 16 credits
Description:
This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (Securities Act), and the Securities Exchange Act of 1934 (Exchange Act), ...Delivery Method:
- Group Live
Location:
- IL
-
Securities Filings 2016: Practical Guidance in a Changing Environment
17-Nov-2016 Practising Law InstituteField of Study:
- Accounting
- Regulatory Ethics
Credit Hours:
- 13 - 16 credits
Description:
This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (Securities Act), and the Securities Exchange Act of 1934 (Exchange Act), ...Delivery Method:
- Group Live
Location:
- IL
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 9 - 12 credits
Description:
Securities and investment fraud is economically devastating. Those who commit these frauds not only cause economic losses, but they also harm investor confidence, and such effects can carve away at th ...Delivery Method:
- QAS Self Study
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer the securities laws. In this program, you will be given an introduction t ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer the securities laws. In this program, you will be given an introduction t ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer the securities laws. In this program, you will be given an introduction t ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer the securities laws. In this program, you will be given an introduction t ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Delivery Method:
- Group Live
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Delivery Method:
- Group Live
-
Securities Lending 301: Understanding Collateral Management and Its Risks
The Risk Management AssociationField of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Delivery Method:
- Group Live
-
Field of Study:
- Finance
Description:
In Securitized Products (Part 1), we will cover the basics of the securitization process, including its role in the world of finance, the structure of securitized products, and the risks associated wi ...Program Level:
AdvancedDelivery Method:
- QAS Self Study
-
Field of Study:
- Information Technology
Credit Hours:
- 1 - 4 credits
Description:
Security is not optional and yesterday's security techniques are not working to minimize today's security threats. Therefore, now is the time for you to tune up what you know about protecting sensitiv ...Program Level:
IntermediateDelivery Method:
- Group Internet Based
-
Field of Study:
- Regulatory Ethics
Credit Hours:
- 1 - 4 credits
Description:
An effective security program is an excellent tool for protecting work product, physical assets, intellectual assets and personnel. This elearning module will introduce key concepts in security, and p ...Delivery Method:
- QAS Self Study
-
Field of Study:
- Information Technology
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Captiva Solutions’ Security Awareness course introduces participants to the basic components of information security, data privacy and data protection. Participants will become knowledgeable on the ba ...Delivery Method:
- Group Internet Based
- Group Live
-
Field of Study:
- Information Technology
- Regulatory Ethics
Credit Hours:
- 5 - 8 credits
Description:
Captiva Solutions’ Security Awareness course introduces power industry professionals to the basic components of information security, data privacy and data protection for this critical industry. Parti ...Delivery Method:
- Group Internet Based
- Group Live
-
Field of Study:
- Computer Software and Applications
Credit Hours:
- 1 - 4 credits
Description:
Anti-virus, encryption, and spam filtering are fundamental protection techniques that all organizations should have deployed. But with risks multiplying daily, are you using the right security technol ...Program Level:
IntermediateDelivery Method:
- Group Internet Based
-
Field of Study:
- Information Technology
Credit Hours:
- 1 - 4 credits
Description:
In the dynamic landscape of Software as a Service (SaaS), security has evolved significantly, transforming from a simple defensive shield into a vital business enabler and driver of growth. This CPE C ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Business Management and Organization
Credit Hours:
- 1 - 4 credits
Description:
At this session in our ongoing series for investment advisors, we'll review the security features of Microsoft Office 365/Microsoft Cloud. At this session, you'll learn about: Microsoft Trust Center ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Information Technology
Credit Hours:
- 1 - 4 credits
Description:
Developing a security culture is imperative in mitigating organizations' ever-evolving cyber threats. Through strategic compliance initiatives and a steadfast commitment to placing security at the hea ...Delivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
- Taxes
Credit Hours:
- 5 - 8 credits
Description:
IRS Number: TATHT-T-00108-24-O Brought back in 2024 for the first time in 5 years, the first ½ of this course is devoted to security. Beginning with an eye-opening presentation of the security risks p ...Delivery Method:
- Group Internet Based
- Group Live
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
The SECURE Act 2.0 became law as part of the Consolidated Appropriations Act, 2023 enacted on December 29, 2022. It contains a wide range of provisions that become effective over several years designe ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
Field of Study:
- Auditing
Credit Hours:
- 1 - 4 credits
Description:
The ACFE, the Association of Certified Fraud Examiners, reports that there are eight main behavioral indicators of fraud, often called “red flags.” 84% of fraudsters exhibited at least one of the beha ...Program Level:
OverviewDelivery Method:
- Group Internet Based
- Group Live
- QAS Self Study
-
Field of Study:
- Business Management and Organization
- Finance
Description:
A business acumen online course for entrepeneurs, job seekers, and professionals. Know and understand what measures are important to executives. Understand the 5 Business Drivers all successful compa ...Program Level:
IntermediateDelivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
This course provides an overview of the accounting and reporting requirements with respect to segment reporting. The accounting and reporting guidance related to segment reporting is prescribed by th ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
This course provides an overview of the accounting and reporting requirements with respect to segment reporting. The accounting and reporting guidance related to segment reporting is prescribed by the ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
This course provides a general overview of the accounting and reporting requirements with respect to segment reporting. The accounting and reporting guidance related to segment reporting is prescribed ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Publicly-held entities are required to report certain information about their business segments. In the Segment Reporting Essentials course, we cover the tests used to determine reportable segments an ...Program Level:
OverviewDelivery Method:
- Group Internet Based
- Group Live
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
How do companies decide which business segments to report separately? Segment reporting plays a critical role in financial transparency, helping investors and stakeholders understand a company’s perfo ...Delivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
This course provides an overview of the accounting and reporting requirements with respect to segment reporting as prescribed by ASC Topic 280. This course focuses on topics such as the identificatio ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
This course provides an overview of the accounting and reporting requirements with respect to segment reporting as prescribed by ASC Topic 280. This course focuses on topics such as the identificatio ...Program Level:
OverviewDelivery Method:
- Group Internet Based
- Group Live
- QAS Self Study
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
This course examines the business processes and discusses key roles and tasks that should be evaluated for proper segregation of duties.Delivery Method:
- QAS Self Study
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
This course examines the business processes and discusses key roles and tasks that should be evaluated for proper segregation of duties.Delivery Method:
- QAS Self Study
-
Field of Study:
- Auditing
Credit Hours:
- 1 - 4 credits
Description:
Segregation of duties (SOD) is the cornerstone of strong internal control. The inability to maintain proper SOD can hamper an organization's ability to deliver service efficiently. Personnel often str ...Delivery Method:
- QAS Self Study
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
This course discusses how companies use segregation of duties to separate responsibilities in order to reduce risk and improve controls.Delivery Method:
- QAS Self Study
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
This course discusses how companies use segregation of duties to separate responsibilities in order to reduce risk and improve controls.Delivery Method:
- QAS Self Study
-
Field of Study:
- Specialized Knowledge
Description:
This course discusses how companies use segregation of duties to separate responsibilities in order to reduce risk and improve controls.Delivery Method:
- QAS Self Study
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
This course discusses how companies use segregation of duties to separate responsibilities in order to reduce risk and improve controls.Delivery Method:
- QAS Self Study
-
Segregation of Duties, Documentation and Other Essentials for Management of Internal Controls
31-May-2022 MY-CPE LLCField of Study:
- Auditing
Credit Hours:
- 5 - 8 credits
Description:
The effects of the many corporate scandals over the past twenty years have made it very clear that internal control is the responsibility of management – not the internal or external auditors. This re ...Delivery Method:
- QAS Self Study
27264 Results