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Preparing for and Surviving a Regulatory Exam: Tips and Takeaways
28-Sep-2022 Alliance of Comprehensive Planners, Inc.Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
This presentation will prepare the member for undergoing a regulatory examination and discuss potential areas of focus in an exam for the typical ACP advisor. Learning objectives: 1. Advisor will lear ...Program Level:
OverviewDelivery Method:
- Group Live
Location:
- MN
-
Field of Study:
- Auditing
Credit Hours:
- 21 + credits
Description:
ITG231Delivery Method:
- Group Live
-
Field of Study:
- Auditing
Credit Hours:
- 21 + credits
Description:
ITG231Delivery Method:
- Group Live
-
Field of Study:
- Accounting
- Business Management and Organization
Credit Hours:
- 5 - 8 credits
Description:
The recovery is now over 10 years old. The financial markets are in various stages of recovery and negative interest rates prevail in much of the world. Those that plan for the impact of the recession ...Program Level:
BasicDelivery Method:
- Group Internet Based
- Group Live
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
As of January 30, 2017, no sessions have been scheduled in the US. Please contact T&CAmer@moodys.com for further updates. Program Level: Intermediate; Prerequisites: One to two years’ experience in a ...Delivery Method:
- Group Live
-
Field of Study:
- Accounting
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Preparing for year-end should not begin in October or November as it may have in the past. Preparation should begin in January and be conducted throughout the calendar year. This is especially importa ...Program Level:
IntermediateDelivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
This webinar concentrates on preparing the department for the end of the calendar tax year and the new year processing. Topics include reconciling, completing, and submitting Form W-2 federal and sta ...Program Level:
INTERMEDIATEDelivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Preparing for year-end should not begin in October or November as it may have in the past. Preparation should begin in January and be conducted throughout the calendar year. This is especially importa ...Program Level:
IntermediateDelivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Overview This webinar concentrates on preparing the department for the end of the calendar tax year and the new year processing. Topics include reconciling, completing and submitting Form W-2 federal ...Program Level:
INTERMEDIATEDelivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
This webinar concentrates on preparing the department for the end of the calendar tax year and the new year processing. Topics include reconciling, completing and submitting Form W-2 federal and stat ...Program Level:
INTERMEDIATEDelivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
The year-end tasks in accounts payable are critical to accurate financial statements for any organization. Yet, often, they are a last minute affair, and proper attention is not accorded the tasks. Th ...Program Level:
OverviewDelivery Method:
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
The year-end tasks in accounts payable are critical to accurate financial statements for any organization. Yet, often, they are a last minute affair, and proper attention is not accorded the tasks. Th ...Program Level:
OverviewDelivery Method:
- Group Internet Based
- Group Live
- QAS Self Study
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Thoughtful planning and preparation are keys to effective year-end reporting. Please join Carol A. Stacey and George M. Wilson, Directors at The SEC Institute Division of PLI, as they present practica ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Thoughtful planning and preparation are keys to effective year-end reporting. Please join Carol A. Stacey and George M. Wilson, Directors at The SEC Institute Division of PLI, as they present practica ...Delivery Method:
- Group Internet Based
-
Preparing for Your PCI Audit (PCI)
Fred Pryor Seminars and CareerTrack, divisions of Pryor Learning, LLCField of Study:
- Business Management and Organization
Credit Hours:
- 1 - 4 credits
Description:
Protect you and your customers' reputations by ensuring compliance with Payment Card Industry standards. Don't let a PCI audit threaten the credibility or bottom line of your organization. This course ...Delivery Method:
- QAS Self Study
-
Field of Study:
- Auditing
Credit Hours:
- 1 - 4 credits
Description:
Peer review can be one of the most intimidating and stressful events for a firm. In this course, Jeff Sailor brings his truly unique presentation style to cover the most important peer review topics. ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Regulatory Ethics
Credit Hours:
- 1 - 4 credits
Description:
Company forecasts are at the heart of the valuation process for ESOP shares, and they are also a focus of scrutiny by the trustee and, sometimes, the court system. The covid pandemic and the resulting ...Program Level:
All Levels are WelcomeDelivery Method:
- Group Internet Based
-
Preparing Form 5329: Waivers for Missed or Incorrect RMDs, Excess Contributions, and Exceptions for Early Withdrawals
MY-CPE LLCField of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Preparing Form 5329: Waivers for Missed or Incorrect RMDs, Excess Contributions, and Exceptions for Early Withdrawals
MY-CPE LLCField of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Internet Based
-
Preparing Form 5329: Waivers for Missed or Incorrect RMDs, Excess Contributions, and Exceptions for Early Withdrawals
MY-CPE LLCField of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Field of Study:
- Taxes
Credit Hours:
- 21 + credits
Description:
This course includes information on exemptions; dependents; withholding; estimated tax; income - including wages, tips, interest, dividends, rentals, retirement plans, pensions, annuities, and Social ...Delivery Method:
- QAS Self Study
-
Field of Study:
- Taxes
Credit Hours:
- 5 - 8 credits
Description:
This is an eight-hour lecture presentation. Upon completing this course: Learners will be able to identify the types of entities and income that can be reported on Form 1065. Learners will be able det ...Program Level:
IntermediateDelivery Method:
- Group Live
Location:
- WI
-
Field of Study:
- Taxes
Credit Hours:
- 5 - 8 credits
Description:
Program Level:
IntermediateDelivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Thanks to the new $5.45 million estate tax exemption, it seems fewer estates will be required to file Form 706 (Federal Estate Tax Return). However, it is important to understand the portability rules ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- QAS Self Study
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
Delivery Method:
- Group Live
Location:
- WA
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Changes are most definitely in the air this tax season! Whether you think 2017 is going to be a repeat of 1986 or you're anticipating a less aggressive agenda from the new administration, this year is ...Program Level:
BasicDelivery Method:
- Group Internet Based
-
Field of Study:
- Taxes
Credit Hours:
- 13 - 16 credits
Description:
Using a practical, hands-on approach, this course guides you through completing one of the most difficult tax forms. The object of this course is to train staff accountants and other preparers to deal ...Program Level:
IntermediateDelivery Method:
- QAS Self Study
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
There are special tax rules, return requirements, issues, and options when advising clients after a family member has died. This course will describe the issues to consider when filing the decedent's ...Program Level:
BasicDelivery Method:
- QAS Self Study
-
Field of Study:
- Taxes
Credit Hours:
- 5 - 8 credits
Description:
Please go to our website for detailed description.Program Level:
IntermediateDelivery Method:
- Group Live
-
Field of Study:
- Taxes
Credit Hours:
- 5 - 8 credits
Description:
Please go to our website for detailed description.Program Level:
IntermediateDelivery Method:
- Group Live
Location:
- MO
-
Field of Study:
- Taxes
Credit Hours:
- 5 - 8 credits
Description:
Please go to our website for detailed description.Program Level:
IntermediateDelivery Method:
- Group Live
Location:
- MO
-
Field of Study:
- Taxes
Credit Hours:
- 5 - 8 credits
Description:
Please go to our website for detailed description.Program Level:
IntermediateDelivery Method:
- Group Live
Location:
- MO
-
Field of Study:
- Taxes
Credit Hours:
- 5 - 8 credits
Description:
Please go to our website for detailed description.Program Level:
IntermediateDelivery Method:
- Group Live
Location:
- MO
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Please go to our website for detailed description.Program Level:
IntermediateDelivery Method:
- Group Internet Based
Location:
- MO
-
Field of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Please go to our website for detailed description.Program Level:
IntermediateDelivery Method:
- Group Internet Based
Location:
- MO
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