National Registry of CPE Sponsors

National Registry of CPE Sponsors

NASBA Logo

Course Library

Loading
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 13 - 16 credits

    Description:

    Improving the skill of identifying, appreciating and weighing your clients leverage in negotiating the commercial real estate fundamentals (rents, vacancy rates and development activity) will be the f ...

    Delivery Method:

    • Group Live

    Location:

    • CA
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 13 - 16 credits

    Description:

    Improving the skill of identifying, appreciating and weighing your clients leverage in negotiating the commercial real estate fundamentals (rents, vacancy rates and development activity) will be the f ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 13 - 16 credits

    Description:

    Improving the skill of identifying, appreciating and weighing your clients leverage in negotiating the commercial real estate fundamentals (rents, vacancy rates and development activity) will be the f ...

    Delivery Method:

    • Group Live

    Location:

    • IL
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 13 - 16 credits

    Description:

    Improving the skill of identifying, appreciating and weighing your clients leverage in negotiating the commercial real estate fundamentals (rents, vacancy rates and development activity) will be the f ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Accounting
    • Auditing
    • Specialized Knowledge

    Credit Hours:

    • 17 - 20 credits

    Description:

    Our Annual Forum will keep you up to date with the ever-changing world of SEC reporting, accounting, and auditing just in time for annual reporting season, or your next 10-Q. The Division of Corporati ...

    Delivery Method:

    • Group Live

    Location:

    • TX
  • Field of Study:

    • Accounting
    • Auditing
    • Specialized Knowledge

    Credit Hours:

    • 17 - 20 credits

    Description:

    Our Annual Forum will keep you up to date with the ever-changing world of SEC reporting, accounting, and auditing just in time for annual reporting season, or your next 10-Q. The Division of Corporati ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Accounting
    • Auditing
    • Specialized Knowledge

    Credit Hours:

    • 17 - 20 credits

    Description:

    Our Annual Forum will keep you up to date with the ever-changing world of SEC reporting, accounting, and auditing just in time for annual reporting season, or your next 10-Q. The Division of Corporati ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Accounting
    • Auditing
    • Specialized Knowledge

    Credit Hours:

    • 17 - 20 credits

    Description:

    Our Annual Forum will keep you up to date with the ever-changing world of SEC reporting, accounting, and auditing just in time for annual reporting season, or your next 10-Q. The Division of Corporati ...

    Delivery Method:

    • Group Live

    Location:

    • CA
  • Field of Study:

    • Accounting
    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 21 + credits

    Description:

    For more than four decades, PLIs Annual Institute has been the premier conference on securities regulation and corporate governance for lawyers, from new associates to seasoned practitioners. This yea ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Accounting
    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 21 + credits

    Description:

    For more than four decades, PLIs Annual Institute has been the premier conference on securities regulation and corporate governance for lawyers, from new associates to seasoned practitioners. This yea ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 1 - 4 credits

    Description:

    October 6, 2016, 3:00 p.m. - 4:00 p.m. The U.S. securities laws draw a key distinction between domestic and non-U.S. companies, and in particular a category of non-U.S. companies known as foreign priv ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 9 - 12 credits

    Description:

    Please note that "ethics" in the program title refers to the Compliance and Ethics Program used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 9 - 12 credits

    Description:

    Please note that "ethics" in the program title refers to the Compliance and Ethics Program used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 9 - 12 credits

    Description:

    Please note that "ethics" in the program title refers to the Compliance and Ethics Program used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. ...

    Delivery Method:

    • Group Live

    Location:

    • CA
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge
    • Taxes

    Credit Hours:

    • 13 - 16 credits

    Description:

    The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products. That regulatory fra ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge
    • Taxes

    Credit Hours:

    • 13 - 16 credits

    Description:

    The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products. That regulatory fra ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge
    • Taxes

    Credit Hours:

    • 13 - 16 credits

    Description:

    The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products. That regulatory fra ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge
    • Taxes

    Credit Hours:

    • 13 - 16 credits

    Description:

    The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products. That regulatory fra ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    This program provides a deep dive into current venture capital market conditions and the changing legal environment. Geared toward the experienced venture capital practitioner, our expert faculty of l ...

    Delivery Method:

    • Group Live

    Location:

    • CA
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    This program provides a deep dive into current venture capital market conditions and the changing legal environment. Geared toward the experienced venture capital practitioner, our expert faculty of l ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    This program provides a deep dive into current venture capital market conditions and the changing legal environment. Geared toward the experienced venture capital practitioner, our expert faculty of l ...

    Delivery Method:

    • Group Live

    Location:

    • CA
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    This program provides a deep dive into current venture capital market conditions and the changing legal environment. Geared toward the experienced venture capital practitioner, our expert faculty of l ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Accounting
    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 13 - 16 credits

    Description:

    Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our facul ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Accounting
    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 13 - 16 credits

    Description:

    Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our facul ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Accounting
    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 13 - 16 credits

    Description:

    Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our facul ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Accounting
    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 13 - 16 credits

    Description:

    Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our facul ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    In the years post-crisis, banks and financial institutions had a chance to respond to the first wave of finalized post-recession regulation and learn how their conformance and compliance programs held ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    In the years post-crisis, banks and financial institutions had a chance to respond to the first wave of finalized post-recession regulation and learn how their conformance and compliance programs held ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    In the years post-crisis, banks and financial institutions had a chance to respond to the first wave of finalized post-recession regulation and learn how their conformance and compliance programs held ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    In the years post-crisis, banks and financial institutions had a chance to respond to the first wave of finalized post-recession regulation and learn how their conformance and compliance programs held ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    This program will focus on the many significant developments in the regulation and oversight of broker-dealers. More than five years after its enactment, new rules continue to be promulgated under the ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    This program will focus on the many significant developments in the regulation and oversight of broker-dealers. More than five years after its enactment, new rules continue to be promulgated under the ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    This program will focus on the many significant developments in the regulation and oversight of broker-dealers. More than five years after its enactment, new rules continue to be promulgated under the ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    This program will focus on the many significant developments in the regulation and oversight of broker-dealers. More than five years after its enactment, new rules continue to be promulgated under the ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    Negotiating and drafting design and construction contracts that clearly define responsibilities and intelligently allocate risks is an art. The design and construction process is risky and proper risk ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    Negotiating and drafting design and construction contracts that clearly define responsibilities and intelligently allocate risks is an art. The design and construction process is risky and proper risk ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    Negotiating and drafting design and construction contracts that clearly define responsibilities and intelligently allocate risks is an art. The design and construction process is risky and proper risk ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Regulatory Ethics
    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    Negotiating and drafting design and construction contracts that clearly define responsibilities and intelligently allocate risks is an art. The design and construction process is risky and proper risk ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Accounting

    Credit Hours:

    • 5 - 8 credits

    Description:

    This Workshop focuses on demystifying the debt versus equity conundrum for complex financial instruments such as warrants with re-pricing provisions and convertible instruments with embedded features. ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    In the past year, new expectations were being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    In the past year, new expectations were being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    In the past year, new expectations were being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    In the past year, new expectations were being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Regulatory Ethics

    Credit Hours:

    • 1 - 4 credits

    Description:

    At this unique interactive program based on the video The Rasputin Investigation-Ethics, Privilege and Investigations, faculty will review various everyday ethical scenarios while you vote electronica ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Regulatory Ethics

    Credit Hours:

    • 1 - 4 credits

    Description:

    At this unique interactive program based on the video The Rasputin Investigation-Ethics, Privilege and Investigations, faculty will review various everyday ethical scenarios while you vote electronica ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Regulatory Ethics

    Credit Hours:

    • 1 - 4 credits

    Description:

    At this unique interactive program based on the video The Rasputin Investigation-Ethics, Privilege and Investigations, faculty will review various everyday ethical scenarios while you vote electronica ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Regulatory Ethics

    Credit Hours:

    • 1 - 4 credits

    Description:

    At this unique interactive program based on the video The Rasputin Investigation-Ethics, Privilege and Investigations, faculty will review various everyday ethical scenarios while you vote electronica ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Accounting

    Credit Hours:

    • 5 - 8 credits

    Description:

    Using interactive lectures and examples, this Workshop delivers an in-depth update on projects, pronouncements and developments from the Financial Accounting Standards Board (FASB), the U.S. Securitie ...

    Delivery Method:

    • Group Live

    Location:

    • CA
  • Field of Study:

    • Accounting

    Credit Hours:

    • 5 - 8 credits

    Description:

    Using interactive lectures and examples, this Workshop delivers an in-depth update on projects, pronouncements and developments from the Financial Accounting Standards Board (FASB), the U.S. Securitie ...

    Delivery Method:

    • Group Live

    Location:

    • NY
  • Field of Study:

    • Accounting

    Credit Hours:

    • 5 - 8 credits

    Description:

    Using interactive lectures and examples, this Workshop delivers an in-depth update on projects, pronouncements and developments from the Financial Accounting Standards Board (FASB), the U.S. Securitie ...

    Delivery Method:

    • Group Live

    Location:

    • CA
159 Results