Exhibitors
Practising Law Institute
Practising Law Institute is a non-profit continuing legal education organization chartered by the Regents of the University of the State of New York, founded in 1933. PLI is dedicated to providing the legal community and allied professionals with the most up-to-date, relevant information and techniques which are critical to the development of a professional, competitive edge.
Effective January 2014, PLI acquired the programming assets of The SEC Institute, a leader in SEC compliance and continuing professional education for accountants, compliance and regulatory professionals. The SEC Institute operates as a division of PLI. For more info on the SEC Institute, please visit: pli.edu/SECI
Address
1177 Avenue of the AmericasNew York, NY
10036
United States
Website
http://www.pli.edu/Contact Sponsor
NASBA Approved providers:
- National Registry
Registry ID:
103621Approved Delivery Method:
- Group Live
- Group Internet Based
- QAS Self Study
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Field of Study:
- Regulatory Ethics
- Specialized Knowledge
- Taxes
Credit Hours:
- 13 - 16 credits
Description:
The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products. That regulatory fra ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
- Taxes
Credit Hours:
- 13 - 16 credits
Description:
The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products. That regulatory fra ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
This program provides a deep dive into current venture capital market conditions and the changing legal environment. Geared toward the experienced venture capital practitioner, our expert faculty of l ...Delivery Method:
- Group Live
Location:
- CA
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
This program provides a deep dive into current venture capital market conditions and the changing legal environment. Geared toward the experienced venture capital practitioner, our expert faculty of l ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our facul ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Accounting
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our facul ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
In the years post-crisis, banks and financial institutions had a chance to respond to the first wave of finalized post-recession regulation and learn how their conformance and compliance programs held ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
In the years post-crisis, banks and financial institutions had a chance to respond to the first wave of finalized post-recession regulation and learn how their conformance and compliance programs held ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
This program will focus on the many significant developments in the regulation and oversight of broker-dealers. More than five years after its enactment, new rules continue to be promulgated under the ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
This program will focus on the many significant developments in the regulation and oversight of broker-dealers. More than five years after its enactment, new rules continue to be promulgated under the ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Negotiating and drafting design and construction contracts that clearly define responsibilities and intelligently allocate risks is an art. The design and construction process is risky and proper risk ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Negotiating and drafting design and construction contracts that clearly define responsibilities and intelligently allocate risks is an art. The design and construction process is risky and proper risk ...Delivery Method:
- Group Internet Based
-
Directors' Institute on Corporate Governance (Fourteenth Annual)
30-Nov-2016 Practising Law InstituteField of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
In the past year, new expectations were being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit ...Delivery Method:
- Group Live
Location:
- NY
-
Directors' Institute on Corporate Governance (Fourteenth Annual)
30-Nov-2016 Practising Law InstituteField of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
In the past year, new expectations were being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Regulatory Ethics
Credit Hours:
- 1 - 4 credits
Description:
At this unique interactive program based on the video The Rasputin Investigation-Ethics, Privilege and Investigations, faculty will review various everyday ethical scenarios while you vote electronica ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Regulatory Ethics
Credit Hours:
- 1 - 4 credits
Description:
At this unique interactive program based on the video The Rasputin Investigation-Ethics, Privilege and Investigations, faculty will review various everyday ethical scenarios while you vote electronica ...Delivery Method:
- Group Internet Based
-
FASB, SEC and PCAOB Update for SEC Reporting Professionals Workshop 2016
17-Nov-2016 Practising Law InstituteField of Study:
- Accounting
Credit Hours:
- 5 - 8 credits
Description:
Using interactive lectures and examples, this Workshop delivers an in-depth update on projects, pronouncements and developments from the Financial Accounting Standards Board (FASB), the U.S. Securitie ...Delivery Method:
- Group Live
Location:
- CA
-
Financial Services Industry Regulatory Compliance & Ethics Forum 2016
14-Nov-2016 Practising Law InstituteField of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Financial services firms' corporate compliance and ethics programs are under intense regulatory scrutiny. Many new rules have been issued which impact the manner in which financial services firms oper ...Delivery Method:
- Group Live
Location:
- NY
-
Financial Services Industry Regulatory Compliance & Ethics Forum 2016
14-Nov-2016 Practising Law InstituteField of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Financial services firms' corporate compliance and ethics programs are under intense regulatory scrutiny. Many new rules have been issued which impact the manner in which financial services firms oper ...Delivery Method:
- Group Internet Based
-
FIRREA: How the Government Is Using the Act to Investigate and Prosecute Financial Institutions for Fraud
19-Oct-2016 Practising Law InstituteField of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
Enacted in the aftermath of the savings and loan crisis of the 1980s, the Financial Institutions Reform, Recovery and Enforcement Act of 1989 ("FIRREA") was overlooked for much of its life - but has b ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
Credit Hours:
- 13 - 16 credits
Description:
By using a case study and actual example filings, this Workshop is designed to give participants a mastery of the requirements of the Form 10-K Annual Report. Interactive exercises and lectures will e ...Delivery Method:
- Group Live
Location:
- NV
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act and other new regulations have changed and are continuing to change how these important instrum ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act and other new regulations have changed and are continuing to change how these important instrum ...Delivery Method:
- Group Internet Based
-
Hedge and Private Fund Enforcement & Regulatory Developments 2016
01-Dec-2016 Practising Law InstituteField of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
The SEC and other government agencies continue to focus enforcement and examination efforts on hedge funds and private equity firms. While insider trading remains a priority, examinations and investig ...Delivery Method:
- Group Live
Location:
- NY
-
Hedge and Private Fund Enforcement & Regulatory Developments 2016
01-Dec-2016 Practising Law InstituteField of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
The SEC and other government agencies continue to focus enforcement and examination efforts on hedge funds and private equity firms. While insider trading remains a priority, examinations and investig ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
In 2015, the MA markets witnessed the return of the mega deal. Large-cap transactions dominated the MA marketplace at a level previously unseen. The announcement in early 2016 of numerous additional $ ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
In 2015, the MA markets witnessed the return of the mega deal. Large-cap transactions dominated the MA marketplace at a level previously unseen. The announcement in early 2016 of numerous additional $ ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
How can your client or company capitalize on opportunities in the dynamic market for hotel acquisitions and financing? Are you familiar with the latest developments and structures in acquiring, financ ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
How can your client or company capitalize on opportunities in the dynamic market for hotel acquisitions and financing? Are you familiar with the latest developments and structures in acquiring, financ ...Delivery Method:
- Group Internet Based
-
Implementing the FASB's New Lease Accounting Standard Workshop 2016
30-Nov-2016 Practising Law InstituteField of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
The dramatic changes in the FASBs new lease accounting standard present complex accounting, internal control, system and implementation challenges. In this Workshop you will learn the conceptual under ...Delivery Method:
- Group Live
Location:
- CA
-
Inaugurations and Transitions: Campaign Finance, Lobby, Gift and Pay-to-Play Implications
16-Nov-2016 Practising Law InstituteField of Study:
- Specialized Knowledge
Credit Hours:
- 1 - 4 credits
Description:
Once the 2016 elections are over, there will be a new President and, in several states, newly or re-elected Governors and other officials. Supporting inaugural and transaction activities for these off ...Delivery Method:
- Group Internet Based
-
Intermediary Businesses, Consumer Technologies, and Online Platforms 2016: Law & Regulation
01-Nov-2016 Practising Law InstituteField of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
The Internet has spawned many new business models that arise from empowering consumers and satisfying their desires, providing technologies or services that bring individuals and businesses together i ...Delivery Method:
- Group Live
Location:
- CA
-
Intermediary Businesses, Consumer Technologies, and Online Platforms 2016: Law & Regulation
01-Nov-2016 Practising Law InstituteField of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
The Internet has spawned many new business models that arise from empowering consumers and satisfying their desires, providing technologies or services that bring individuals and businesses together i ...Delivery Method:
- Group Internet Based
-
Life Sciences 2016: Navigating Legal Challenges in the Drug and Device Industries
02-Nov-2016 Practising Law InstituteField of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Join our expert faculty of life sciences practitioners, in-house counsel, government regulators, and prosecutors as we examine the current state of life sciences law and what the future might hold for ...Delivery Method:
- Group Live
Location:
- NY
-
Life Sciences 2016: Navigating Legal Challenges in the Drug and Device Industries
02-Nov-2016 Practising Law InstituteField of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Join our expert faculty of life sciences practitioners, in-house counsel, government regulators, and prosecutors as we examine the current state of life sciences law and what the future might hold for ...Delivery Method:
- Group Internet Based
-
M&A Hot Topic: Avoiding Pitfalls in Working Capital Adjustments and Earnout Provisions
20-Oct-2016 Practising Law InstituteField of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
MA activity continues to be robust with many mega deals expected through the end of 2016 and into 2017. With the volume and size of transaction activity increasing, it is imperative for buyers and sel ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
Credit Hours:
- 5 - 8 credits
Description:
By using interactive lectures and examples, this Workshop will give participants a mastery of Regulation S-K Item 303, Managements Discussion and Analysis (MDA), for both annual and interim periods, e ...Delivery Method:
- Group Live
Location:
- CA
-
Field of Study:
- Accounting
Credit Hours:
- 5 - 8 credits
Description:
This Workshop will help you build an in-depth understanding of how the financial statements fit together, the information they provide, and how to use financial statement information to make appropria ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Mark Your Calendar. More Information to Come!Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Specialized Knowledge
Credit Hours:
- 5 - 8 credits
Description:
Mark Your Calendar. More Information to Come!Delivery Method:
- Group Internet Based
-
Nonprofit Organizations 2016: Governamce, Form 990 Reporting, and Compensation Issues
14-Dec-2016 Practising Law InstituteField of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Scholarships are available to attend PLI programs. For information, please visit http://www.pli.edu/emktg/Scholarship_Application.pdf This program will bring you up to date on the latest developments ...Delivery Method:
- Group Internet Based
-
Nonprofit Organizations 2016: Governance, Form 990 Reporting, and Compensation Issues
14-Dec-2016 Practising Law InstituteField of Study:
- Taxes
Credit Hours:
- 1 - 4 credits
Description:
Scholarships are available to attend PLI programs. For information, please visit http://www.pli.edu/emktg/Scholarship_Application.pdf This program will bring you up to date on the latest developments ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
Businesses in financial distress are not an unusual sight these days, and as a result, it is essential for attorneys of all levels and in all practice areas to become familiar with the fundamental ten ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
Businesses in financial distress are not an unusual sight these days, and as a result, it is essential for attorneys of all levels and in all practice areas to become familiar with the fundamental ten ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
As information technology (ITO) and business process outsourcing (BPO) have become standard corporate practice among small and large enterprises, the range of services and providers has grown exponent ...Delivery Method:
- Group Live
Location:
- NY
-
Field of Study:
- Regulatory Ethics
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
As information technology (ITO) and business process outsourcing (BPO) have become standard corporate practice among small and large enterprises, the range of services and providers has grown exponent ...Delivery Method:
- Group Internet Based
-
Pocket MBA Fall 2016: Finance for Lawyers and Other Professionals
01-Nov-2016 Practising Law InstituteField of Study:
- Accounting
- Auditing
- Behavioral Ethics
Credit Hours:
- 13 - 16 credits
Description:
Financial and accounting knowledge is critically important for attorneys and allied professionals to have to successfully navigate the current legal, regulatory and financial reporting environment. Th ...Delivery Method:
- Group Live
Location:
- IL
-
Field of Study:
- Accounting
Credit Hours:
- 1 - 4 credits
Description:
Thoughtful planning and preparation are keys to effective year-end reporting. Please join Carol A. Stacey and George M. Wilson, Directors at The SEC Institute Division of PLI, as they present practica ...Delivery Method:
- Group Internet Based
-
Field of Study:
- Accounting
- Specialized Knowledge
Credit Hours:
- 13 - 16 credits
Description:
In this workshop designed primarily for financial reporting professionals, our experienced Workshop leaders use interactive lectures and examples to give participants the foundational knowledge and pr ...Delivery Method:
- Group Live
Location:
- CA
-
Securities Filings 2016: Practical Guidance in a Changing Environment
17-Nov-2016 Practising Law InstituteField of Study:
- Accounting
- Regulatory Ethics
Credit Hours:
- 13 - 16 credits
Description:
This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (Securities Act), and the Securities Exchange Act of 1934 (Exchange Act), ...Delivery Method:
- Group Live
Location:
- IL
159 Results